Reports
A written report may be prepared and issued by the audit deputy director or designee following the conclusion of an audit engagement and distributed as appropriate. The audit report may include management’s response and corrective action taken or to be taken in regard to the specific findings and recommendations. OAS will be responsible for appropriate follow-up on engagement findings and recommendations. All significant findings will remain open until cleared.
The following reports have been issued by OAS. If you have questions, please contact Andy Won, Deputy Director of the Office of Audit Services, at (916) 376-5058.
Audit Reports
- Quality Control Review of Contract Approval Exemption Audit, California Department of Transportation (DOT), January 2021
- Compliance with State Business Management Policies, Department of Real Estate (DRE), January 2021
- Delegated Purchasing Program Audit, California Air Resource's Board (CARB), January 2021
- Delegated Purchasing Program Audit, State Controller's Office (SCO), October 2020
- Contracting Program Audit, California Department of Pesticide Regulation (CDPR), July 2020
- Compliance with State Business Management Policies, Secretary of State (SOS), May 2020
- Delegated Purchasing Program Audit, California Commission of State Mandates (CSM), May 2020
- Delegated Purchasing Program Audit, Agricultural Labor Relations Board (ALRB), April 2020
- Compliance with State Business Management Policies, Department of Fish and Wildlife (DFW), April 2020
- Delegated Purchasing Program Audit, California Science Center (CSC), February 2020
- Compliance with State Business Management Policies, California Department of Public Health (CDPH), February 2020
- Compliance with State Business Management Policies, Department of Alcoholic Beverage Control (ABC), January 2020
- 2019 State Leadership Accountability Act (SLAA) Report, Department of General Services (DGS), December 2019
- Delegated Purchasing Program Audit, Office of the Inspector General (OIG), December 2019
- Quality Control Review of Contract Approval Exemption Audit, Department of Health Care Services (DHCS), November 2019
- Compliance with State Business Management Policies, Department of Health Care Services (DHCS), November 2019
- Compliance with State Business Management Policies, Department of Toxic Substances Control (DTSC), November 2019
- Quality Control Review of Contract Approval Exemption Audit, California Correctional Health Care Services (CCHCS), November 2019
- Delegated Purchasing Program Audit, California Military Department (CMD), October 2019
- Delegated Purchasing Program Audit, Governor's Office of Planning and Research (OPR), September 2019
- Compliance with State Business Management Policies, Department of Justice (DOJ), September 2019
- Quality Control Review of Contract Approval Exemption Audit, California Department of Developmental Services (DDS), September 2019
- Compliance with State Business Management Policies, California Conservation Corps (CCC), September 2019
- Quality Control Review of Contract Approval Exemption Audit, California Department of Corrections and Rehabilitation (CDCR), August 2019
- Delegated Purchasing Program Audit, California Transportation Commission (CTC), August 2019
- Compliance with State Business Management Policies, State Treasurer's Office (STO), August 2019
- Quality Control Review of Contract Approval Exemption Audit, Department of Water Resources (DWR), July 2019
- Delegated Purchasing Program Audit, Commission on Teacher Credentialing (CTC), July 2019
- Quality Control Review of Contract Approval Exemption Audit, California Department of Public Health (CDPH), July 2019
- Delegated Purchasing Program Audit, Sacramento - San Joaquin Delta Conservancy (SSJDC), June 2019
- Compliance with State Business Management Policies, California Department of Resources Recycling and Recovery (CalRecycle), June 2019
- Delegated Purchasing Program Audit, California Senior Legislature (CSL), June 2019
- Compliance with State Business Management Policies, Department of Consumer Affairs (DCA), May 2019
- Quality Control Review of Contract Approval Exemption Audit, California Energy Commission (CEC), May 2019
- Quality Control Review of Contract Approval Exemption Audit, California Department of Food and Agriculture (CDFA), April 2019
- Contracting Program Audit, Department of Pesticide Regulation (DPR), April 2019
- Compliance with State Business Management Policies, California Department of Veterans Affairs (CalVet), April 2019
- Compliance with State Business Management Policies, Department of Water Resources (DWR), April 2019
- Delegated Purchasing Program Audit, Education Audit Appeals Panel (EAAP), April 2019
- Quality Control Review of Contract Approval Exemption Audit, Employment Development Department (EDD), April 2019
- Quality Control Review of Contract Approval Exemption Audit, Department of Motor Vehicles (DMV), April 2019
- Quality Control Review of Contract Approval Exemption Audit, California Department of Transportation (CalTrans), March 2019
- Quality Control Review of Contract Approval Exemption Audit, Department of Justice (DOJ), March 2019
- Quality Control Review of Contract Approval Exemption Audit, Department of Parks and Recreation (DPR), March 2019
- Delegated Purchasing Program Audit, Rivers and Mountains Conservancy (RMC), March 2019
- Delegated Purchasing Program Audit, Sierra Nevada Conservancy (SNC), March 2019
- Quality Control Review of Contract Approval Exemption Audit, Department of Health Care Services (DHCS), February 2019
- Compliance with State Business Management Policies, Franchise Tax Board (FTB), February 2019
- Compliance with State Business Management Policies, California Department of Corrections and Rehabilitation (CDCR), February 2019
- Delegated Purchasing Program Audit, Colorado River Board of California (CRB), February 2019
- Quality Control Review of Contract Approval Exemption Audit, California Department of Education (CDE), January 2019
- Compliance with State Business Management Policies, Air Resources Board (ARB), January 2019
- Contracting Program Audit, Department of Toxic Substances Control (DTSC), November 2018
- Delegated Purchasing Program Audit, Department of Social Services (DSS), October 2018
- Delegated Purchasing Program Audit, Department of Conservation (DOC), October 2018
- Compliance with State Business Management Policies, Department of Child Support Services (DCSS), September 2018
- Delegated Purchasing Program Audit, Department of Toxic Substances Control (DTSC), August 2018
- Compliance with State Business Management Policies, Office of Statewide Health Planning and Development (OSHPD), August 2018
- Compliance with State Business Management Policies, California Energy Commission (CEC), July 2018
- Compliance with State Business Management Policies, Department of Business Oversight (DBO), July 2018
- Compliance with State Business Management Policies, California Department of Insurance (CDI), June 2018
- Compliance with State Business Management Policies, California Victim Compensation Board (VCB), May 2018
- Compliance with State Business Management Policies, Department of Housing and Community Development (HCD), May 2018
- Compliance with State Business Management Policies, California Department of Food and Agriculture (CDFA), May 2018
- Compliance with State Business Management Policies, California Military Department (CMD), April 2018
- Compliance with State Business Management Policies, Employment Development Department (EDD), April 2018
- Delegated Purchasing Program Audit, Department of Justice (DOJ), March 2018
- Compliance with State Business Management Policies, State Water Resources Control Board (SWRCB), March 2018
- Compliance with State Business Management Policies, Department of Forestry and Fire Protection (Cal-Fire), February 2018
- Compliance with State Business Management Policies, Department of State Hospitals (DSH), February 2018
- Delegated Purchasing Program Audit, Department of Health Care Services (DHCS), February 2018
- Compliance with State Business Management Policies, State Board of Equalization (BOE), January 2018
- 2017 State Leadership Accountability Act (SLAA) Report, Department of General Services (DGS), December 2017
- Review of the Systems of Internal Control for Personnel and Payroll, Department of General Services (DGS), November 2017
- Quality Control Review of Contract Approval Exemption Audit, California Department of Public Health (CDPH), November 2017
- Quality Control Review of Contract Approval Exemption Audit, California Correctional Health Care Services (CCHCS), November 2017
- Compliance with State Business Management Policies, Department of Parks and Recreation (DPR), November 2017
- Quality Control Review of Contract Approval Exemption Audit, Department of Developmental Services (DDS), October 2017
- Quality Control Review of Contract Approval Exemption Audit, California Department of Corrections and Rehabilitation (CDCR), October 2017
- Delegated Purchasing Program Audit, California Department of Public Health (CDPH), September 2017
- Delegated Purchasing Program Audit, Department of Developmental Services (DDS), September 2017
- Quality Control Review of Contract Approval Exemption Audit, California Energy Commission (Commission), September 2017
- Quality Control Review of Contract Approval Exemption Audit, Employment Development Department (EDD), September 2017
- Delegated Purchasing Program Audit, Department of Resources Recycling Recovery (CalRecycle), September 2017
- Contracting Program Audit, Department of Water Resources (DWR), August 2017
- Operational Review of the Office of Risk and Insurance Management, Department of General Services (DGS), August 2017
- Compliance with State Business Management Policies, California Highway Patrol (CHP), August 2017
- Delegated Purchasing Program Audit, California Department of Technology (CDT), August 2017
- Compliance with State Business Management Policies, Department of Motor Vehicles (DMV), July 2017
- Compliance with State Business Management Policies, California Department of Transportation (Caltrans), June 2017
- Compliance with State Business Management Policies, State Controller's Office (SCO), May 2017
- Quality Control Review of Contract Approval Exemption Audit, Department of Health Care Services (DHCS), May 2017
- Delegated Purchasing Program Audit, California Department of Fish and Wildlife (DFW), May 2017
- Delegated Purchasing Program Audit, California Department of Veterans Affairs (CalVet), May 2017
- Compliance with State Business Management Policies, Governor's Office of Emergency Services (GOES), April 2017
- Compliance with State Business Management Policies, Department of Rehabilitation (DOR), April 2017
- Compliance with State Business Management Policies, Department of Managed Health Care (DMHC), April 2017
- Review of the Systems of Internal Control for Cash Receipts, Department of General Service (DGS), April 2017
- Compliance with State Business Management Policies, Department of Conservation (DOC), March 2017
- Compliance with State Business Management Policies, Department of Industrial Relations (DIR), March 2017
- Delegated Purchasing Program Audit, Department of Water Resources (DWR), March 2017
- Compliance with State Business Management Policies, California Conservation Corps (CCC), March 2017
- Quality Control Review of Contract Approval Exemption Audit, California Department of Food and Agriculture (CDFA), March 2017
- Quality Control Review of Contract Approval Exemption Audit, Department of Motor Vehicles (DMV), March 2017
- Compliance with State Business Management Policies, California Department of Social Services (CDSS), March 2017
- Delegated Purchasing Program Audit, California Department of Education (CDE), February 2017
- Quality Control Review of Contract Approval Exemption Audit, Department of Justice (DOJ), February 2017
- Delegated Purchasing Program Audit, Department of State Hospitals (DSH), February 2017
- Delegated Purchasing Program Audit, Department of Consumer Affairs (DCA), January 2017
- Delegated Purchasing Program Audit, Department of Parks and Recreation (DPR), January 2017
- Compliance with State Business Management Policies, Department of Health Care Services (DHCS), January 2017
- Delegated Purchasing Program Audit, Department of Child Support Services (DCSS), January 2017
- Delegated Purchasing Program Audit, Air Resources Board (ARB), January 2017
- Delegated Purchasing Program Audit, California Department of Insurance (CDI), January 2017
- Quality Control Review of Contract Approval Exemption Audit, California Department of Transportation (Caltrans), December 2016
- Quality Control Review of Contract Approval Exemption Audit, California Correctional Health Care Services (CCHCS), December 2016
- Delegated Purchasing Program Audit, Franchise Tax Board (FTB), December 2016
- Quality Control Review of Contract Approval Exemption Audit, California Department of Education (CDE), December 2016
- Quality Control Review of Contract Approval Exemption Audit, Department of Parks and Recreation (DPR), August 2016
- Quality Control Review of Contract Approval Exemption Audit, California Department of Public Health (CDPH), August 2016
- Delegated Purchasing Program Audit, Employment Development Department (EDD), July 2016
- Delegated Purchasing Program Audit, California Department of Food and Agriculture (CDFA), July 2016
- Compliance with State Business Management Policies, California Public Utilities Commission (CPUC), June 2016
- Quality Control Review of Contract Approval Exemption Audit, Department of Developmental Services (DDS), March 2016
- Delegated Purchasing Program Audit, California Department of Transportation (Caltrans), November 2015
- Compliance with State Business Management Policies, Secretary of State (SOS), August 2015
- Quality Control Review of Contract Approval Exemption Audit, California Department of Corrections and Rehabilitation (CDCR), August 2015
- Contracting Program Audit, Department of Pesticide Regulation (DPR), July 2015
- Delegated Purchasing Program Audit,Victim Compensation and Government Claims Board (VCGCB), June 2015
- Delegated Purchasing Program Audit, Secretary of State (SOS), June 2015
- Audit of the Reliability of Procurement Data Exported from BidSync (ePROCUREMENT), Department of General Services (DGS), June 2015
- Quality Control Review of Contract Approval Exemption Audit, Department of Motor Vehicles (DMV), June 2015
- Quality Control Review of Contract Approval Exemption Audit, Department of Justice (DOJ), June 2015
- Compliance with State Business Management Policies, Department of Toxic Substances Control (DTSC), May 2015
- Quality Control Review of Contract Approval Exemption Audit, California Energy Commission (Commission), May 2015
- Quality Control Review of Contract Approval Exemption Audit, Employment Development Department (EDD), April 2015
- Quality Control Review of Contract Approval Exemption Audit, California Department of Food and Agriculture (CDFA), April 2015
- Delegated Purchasing Program Audit, Department of Rehabilitation (DOR), April 2015
- Quality Control Review of Contract Approval Exemption Audit, California Department of Transportation (Caltrans), March 2015
- Delegated Purchasing Program Audit, California Department of Corrections and Rehabilitation (CDCR), February 2015
- Delegated Purchasing Program Audit, Department of Social Services (DSS), January 2015
- Quality Control Review of Contract Approval Exemption Audit, Department of Health Care Services (DHCS), January 2015
- Compliance with State Business Management Policies, Franchise Tax Board (FTB), November 2014
- Delegated Purchasing Program Audit, Office of Statewide Health Planning and Development (OSHPD), September 2014
- Review of the Systems of Internal Control for the Budget Cycle, Department of General Services (DGS), September 2014
- Compliance with State Business Management Policies, Air Resource Board (ARB), August 2014
- Quality Control Review of Contract Approval Exemption Audit, California Correctional Health Care Services (CCHCS), August 2014
- Delegated Purchasing Program Audit, Governor's Office of Emergency Services (Cal OES), July 2014
- Review of the Systems of Internal Control for Fixed Assets, Department of General Services (DGS), Office of Fiscal Services (OFS), June 2014
- Delegated Purchasing Program Audit, Department of Motor Vehicles (DMV), June 2014
- Quality Control Review of Contract Approval Exemption Audit, Department of Developmental Services (DDS), May 2014
- Quality Control Review of Contract Approval Exemption Audit, Department of Parks and Recreation (DPR), May 2014
- Quality Control Review of Contract Approval Exemption Audit, California Department of Public Health (CDPH), April 2014
- Compliance with State Business Management Policies, Department of Child Support Services (DCSS), April 2014
- Compliance with State Business Management Policies, Department of Consumer Affairs (DCA), March 2014
- Quality Control Review of Contract Approval Exemption Audit, Department of Corrections and Rehabilitation (CDCR), March 2014
- Delegated Purchasing Program Audit, Department of Health Care Services (DHCS), March 2014
- Delegated Purchasing Program Audit, California State Board of Equalization (BOE), February 2014
- Delegated Purchasing Program Audit, Department of Resources Recycling and Recovery (CalRecycle), January 2014
- Compliance with State Business Management Policies, Department of Resources Recycling and Recovery (CalRecyle), January 2014
- Delegated Purchasing Program Audit, Department of Justice (DOJ), January 2014
- Delegated Purchasing Program Audit, Department of Conservation (DOC), December 2013
- Delegated Purchasing Program Audit, Department of Developmental Services' (DDS), November 2013
- Compliance with State Business Management Policies, California Department of Food and Agriculture (CDFA), November 2013
- Quality Control Review of Contract Approval Exemption Audit, Department of Justice (DOJ), November 2013
- Compliance with State Business Management Policies, California Energy Commission (Commission), October 2013
- Delegated Purchasing Program Audit, California Conservation Corps (CCC), September 2013
- Quality Control Review of Contract Approval Exemption Audit, Department of Motor Vehicles (DMV), September 2013
- Compliance with State Business Management Policies, California Department of Insurance (CDI), August 2013
- Delegated Purchasing Program Audit, California Highway Patrol (CHP), July 2013
- Delegated Purchasing Program Audit, State Water Resources Control Board (SWRCB), July 2013
- Compliance with State Business Management Policies, Employment Development Department (EDD), June 2013
- Quality Control Review of Contract Approval Exemption Audit, Department of Parks and Recreation (PARKS), June 2013
- Compliance with State Business Management Policies, Department of Parks and Recreation (PARKS), June 2013
- Compliance with State Business Management Policies, Department of Pesticide Regulation (DPR), June 2013
- Quality Control Review of Contract Approval Exemption Audit, Employment Development Department (EDD), May 2013
- Quality Control Review of Contract Approval Exemption Audit, Department of Health Care Services' (DHCS), May 2013
- Audit of Nepotism Policies and Supplier Compliance with Commercially Useful Function Requirements, Department of General Services (DGS), Direct Construction Unit (DCU), April 2013
- Quality Control Review of Contract Approval Exemption Audit, California Department of Transportation (Caltrans), April 2013
- Compliance with State Business Management Policies, California Department of Education (CDE), April 2013
- Compliance with State Business Management Policies, Department of Motor Vehicles (DMV), March 2013
- Compliance with State Business Management Policies, Office of Statewide Health Planning and Development (OSHPD), February 2013
- Delegated Purchasing Program Audit, California Technology Agency (CTA), January 2013
- Delegated Purchasing Program Audit, California Department of Veterans Affairs (CalVet), December 2012
- Delegated Purchasing Program Audit, Department of Toxic Substances Control (DTSC), October 2012
- Delegated Purchasing Program Audit, California Correctional Health Care Services (CCHCS), October 2012
- Compliance with State Business Management Policies, California Highway Patrol (CHP), September 2012
- Compliance with State Business Management Policies, State Controller’s Office (SCO), June 2012
- Delegated Purchasing Program Audit, Franchise Tax Board (FTB), June 2012.
- Delegated Purchasing Program Audit, State Treasurer’s Office (STO), May 2012.
- Delegated Purchasing Program Audit, Department of Personnel Administration (DPA), May 2012
- Delegated Purchasing Program Audit, Department of Child Support Services (DCSS), May 2012
- Contracting Program Audit, California Energy Commission (CEC), April 2012
- Quality Control Review of Contract Approval Exemption Audit, Department of Developmental Services (DDS), April 2012
- Review of the Systems of Internal Control for Financial Reporting, Department of General Services (DGS), Office of Fiscal Services (OFS), April 2012
- Quality Control Review of Contract Approval Exemption Audit, California Department of Public Health (CDPH), April 2012
- Delegated Purchasing Program Audit, Department of Mental Health (DMH), March 2012
- Quality Control Review of Contract Approval Exemption Audit, Department of Motor Vehicles (DMV), February 2012
- Quality Control Review of Contract Approval Exemption Audit, Department of Justice (DOJ), February 2012
- Delegated Purchasing Program Audit, Department of Consumer Affairs (DCA), February 2012
- Compliance with State Business Management Policies, State Board of Equalization (BOE), February 2012
- Compliance with State Business Management Policies, Department of Conservation (DOC), November 2011.
- Delegated Purchasing Program Audit, California Department of Education (CDE), August 2011
- Delegated Purchasing Program Audit, Air Resources Board (ARB), June 2011
- Quality Control Review of Contract Approval Exemption Audit, Department of Parks and Recreation (DPR), June 2011.
- Quality Control Review of Contract Approval Exemption Audit, Employment Development Department (EDD), June 2011.
- Quality Control Review of Contract Approval Exemption Audit, Department of Pesticide Regulation (DPR), May 2011.
- Delegated Purchasing Program Audit, Department of Water Resources (DWR), April 2011
- Compliance with State Business Management Policies, Department of Social Services (DSS), April 2011
- Quality Control Review of Contract Approval Exemption Audit, California Department of Transportation (Caltrans), March 2011.
- Delegated Purchasing Program Audit, Department of Pesticide Regulation (DPR), February 2011.
- Delegated Purchasing Program Audit, California Energy Commission (CEC), January 2011.
- Operational Audit of the State Financial Marketplace Program, Procurement Division (PD), January 2011.
- Delegated Purchasing Program Audit, Employment Development Department (EDD), January 2011.
- Delegated Purchasing Program Audit, California Department of Insurance (CDI), December 2010.
- Delegated Purchasing Program Audit, California Department of Food and Agriculture (CDFA), October 2010.
- Quality Control Review of Contract Approval Exemption Audit, California Department of Corrections and Rehabilitation (CDCR), October 2010.
- Quality Control Review of Contract Approval Exemption Audit, California Department of Public Health (CDPH), October 2010.
- Quality Control Review of Contract Approval Exemption Audit, California Department of Health Care Services (CDHCS), September 2010.
- Delegated Purchasing Program Audit, Department of Parks and Recreation (DPR), July 2010.
- Compliance with State Business Management Policies, Victim Compensation and Government Claims Board (VCGC), July 2010
- Delegated Purchasing Program Audit, Department of Developmental Services (DDS), June 2010.
- Audit of Contracting Program, Department of Toxic Substances Control (DTSC), May 2010
- Compliance with State Business Management Policies, Department of Rehabilitation (DOR), May 2010
- Information Security Review, Office of Fleet and Asset Management (OFAM), May 2010
- Review of the Systems of Internal Control for Cash Receipts, Department of General Services (DGS), February 2010
- Review of Systems of Internal Control (FISMA), Department of General Services (DGS), December 2009
- Review of the Systems of Internal Control for Personnel and Payroll, Office of Human Resources (OHR), November 2009
- Information Security Review, State Records Center (SRC), November 2009
- Compliance with State Business Management Policies, California Department of Transportation (Caltrans), October 2009
- Quality Control Review of Contract Approval Exemption Audit, Employment Development Department (EDD), September 2009
- Quality Control Review of Contract Approval Exemption Audit, Department of Motor Vehicles (DMV), August 2009
- Audit of Contracting Program, Department of Pesticide Regulations (DPR), August 2009
- Compliance with State Business Management Policies, Department of Housing and Community Development (HCD), July 2009
- Compliance with State Business Management Policies, Secretary of State (SOS), July 2009
- Review of Travel Related Expenses Using Cal-Card, Department of General Services, June 2009
- Compliance with State Business Management Policies, Department of Fish and Game (DFG), May 2009
- Quality Control Review of Contract Approval Exemption Audit, California Department of Transportation (Caltrans), May 2009
- Quality Control Review of Contract Approval Exemption Audit, California Department of Corrections and Rehabilitation (CDCR), May 2009
- Quality Control Review of Contract Approval Exemption Audit, Department of Developmental Services (DDS), February 2009
- Quality Control Review of Contract Approval Exemption Audit, California Department of Food and Agriculture (CDFA), February 2009
- Quality Control Review of Contract Approval Exemption Audit, Department of Parks and Recreation (DPR), February 2009
- Operational Audit of Natural Gas Services Program December 2008
- Office of Audit Services (OAS), Quality Assurance Review, October 2008
- Audit of Office Depot, Inc., August 2008
- Audit of Contracting Program, Department of Justice (DOJ), May 2008
- Review of Systems of Internal Accounting Control for the Budget Cycle, Department of General Services (DGS), March 2008
- Review of Systems of Internal Control for Sensitive Property Items, Telecommunications Division (TD), March 2008
- Audit of Contracting Program California Energy Commission (Commission), February 2008
CONTACT
Andy Won, Deputy Director
West Sacramento, CA 95605
Department of General Services
Office of Audit Services
West Sacramento, CA 95605
(916) 376-5058